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Securities Compliance Examiner

Jul 20
United States Flag Boston, United States, Chicago, United States, Denver, United States, Los Angeles, United States, Philadelphia, United States, San Francisco, United States
USD 86,455 - 187,792 Per Year. The SEC offers a number of enhanced pay and benefits plus the standard Federal benefits.
The Office of Compliance Inspections and Examinations ("OCIE"). OCIE administers the SEC's nationwide examination and inspection program for registered investment advisers, investment companies, broker-dealers, transfer agents, clearing agencies, self-regulatory organizations, and other entities registered with the SEC. The Compliance Inspections...

U.S. SEC Securities Compliance Examiner

Jul 13
United States Flag Chicago, United States, Los Angeles, United States, Philadelphia, United States, San Francisco, United States
USD 59,618 - 131,760 Per Year. $59,618 to $131,760
The U.S. Securities and Exchange Commission is looking for the best and brightest to join our team. Our mission includes advocating for investors who seek to secure a future for their family, providing guidance and regulations for the nation’s securities industry in an increasingly global market, and taking action with an eye toward promoting the c...
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